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Step-by-Step Guide for Going Independent

Your complete compliance roadmap for breaking away and starting your own independent, fee-only RIA

What's included in the Step-by-Step Compliance Guide? 

  • How to start preparing before you leave your current role
  • How to transition to fee-only
  • What to expect when registering your new firm
  • What documents you need to support ADV Part 2A
  • A framework for establishing your compliance program
  • Resources for ongoing compliance support