XYPN_MPC_2022-06_ThumbnailRecorded_1080x1080Compliance Basics: Everything You Need to Know About Registering Your Firm

Initial registration, ADVs, the SEC, oh my! Navigating all things compliance in order to register your firm can be downright scary—we get it! The good news? The XY Compliance Solutions Team is comprised of downright experts who've navigated countless registrations across every state, and two of them are sharing everything you need to know about registering your firm in our next free webinar. Join Kendra Rehm-Dehn, Manager of Investment Advisor Registrations, as she breaks registration down to the basics and paints a detailed picture of what it takes to (successfully!) register your firm. Kendra will be covering a lot, and you’ll leave with a clear understanding of compliance basics that will serve you and your firm for years to come.
 
 
Event Details

When: Wednesday, June 1, 2022 at 1 PM ET/10 AM PT

Where: Dial in by phone from anywhere or join us via computer

Who: If you’re an advisor who recently launched a firm, or an advisor-hopeful who plans to launch a firm in the future, this event is for you. 

How: Register below